Stock Market Complaints

stockbroker fraud

My Broker Canceled My Profit, Claiming Unauthorized Trade…

As the number of demat accounts are increasing, so does the count of stockbrokers. Even the top notch stockbrokers sometimes fail to provide satisfactory services to their clients. But thankfully, there is a provision to file a complaint against any issue that you face while trading with registered stockbroker. Now, these issues could be of […]

stockbroker scam

When My Broker Doesn’t Allow me to Book Profit…

For retail traders, brokers often claim to provide a safe trading environment and reliable apps. However, glitches do occur, and traders can report these issues to SEBI and the exchange. But what if there are no reported technical glitches, yet you still face problems trading, withdrawing money, or booking profits at the right time? This

registered sebi advisor scam

How Blind Trust on SEBI Registered Analyst Cost a Retail Trader ₹170,000…

Sometimes we get so much attracted towards tips and recommendations that we avoid asking Why? Stock market is subject to market risk and therefore there is a SEBI rule according to which even the registered SEBI Research Analysts has to give reasons for every tip and recommendation they share. However, the lack of awareness, retail

broker fraud

Stockbroker asked for 100% margin in option selling and…

SEBI has established rules and regulations for trading in Futures and Options (F&O) and other segments to protect the interests and capital of traders and investors. However, sometimes unrealistic demands from brokers lead to losses for retail traders. Recently, a case emerged where Tarun (name changed) tried to modify his options trading position but was

stockbroker fraud

I invested in FnO on my Broker’s Recommendation and…

Even registered entities sometimes engage in activities that can wipe out the capital of retail traders. Following is the case of Mr. Vijaypal (name changed), who invested his money in Futures and Options (F&O) based on his broker’s recommendation and ended up losing his capital. Why do brokers provide such risky recommendations? Ofcours, to earn

My Capital was his Incentive for the Month!

This is a real story of a stockbroker’s greed and the atrocities the victim goes through. In the interest of confidentiality, let’s call our victim Anant. This is what Anant narrated: “I opened an account with SMC Global just a few days ago in July and my client Id is SFXXX51 , and I was

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