Shreenath Infotech claims to operate as a SEBI-registered Research Analyst, offering stock and commodity recommendations along with paid trading tips and market guidance.
Its website highlights research-based insights, trading alerts, and support for investors navigating market volatility.
In this blog, we take a closer look at its services and the regulatory boundaries that apply to research advisory firms.
Shreenath Infotech Review
According to its website, Shreenath Infotech is the SEBI-registered Research Analyst entity with the registration number INH000017976 and sole proprietorship of Sunil Yadav.
As a research analyst, it claims to offer services like
- Provides stock recommendations in Ethe quity and Commodity markets
- Helps guide investors and traders in the “right direction.”
- Understands market uncertainty and price fluctuations
- Offers paid plans for trading tips and alerts
- Is SEBI registered
At a surface level, this positioning reflects the typical structure of a registered research advisory entity. It emphasizes market analysis, structured recommendations, and regulatory identification.
As with any financial service, however, investors should understand what the Research Analyst category permits under SEBI regulations and ensure that expectations remain aligned with the scope of services legally allowed within that framework.
What a SEBI-Registered Research Analyst Can Do?
Research Analysts in India operate under the SEBI (Research Analysts) Regulations, 2014, and must follow clear compliance standards while offering advisory services.
1. Share Analytical Market Insights
Research Analysts can share opinions on stocks, sectors, macroeconomic trends, and derivative strategies from an advisory perspective.
However, they cannot execute trades or manage client funds unless separately registered under a different regulatory category.
2. Publish Structured Research Reports
A registered analyst can create research reports on listed securities or market segments.
These reports may include technical or fundamental analysis, sector outlooks, valuation insights, financial interpretation, and clearly defined assumptions with risk disclosures.
Reports must be transparent, data-backed, and free from misleading claims.
3. Charge Transparent Fees
Fees for research services are permitted if they are transparent, agreed upon in advance, and not linked to trading profits.
Profit-sharing or performance-based compensation models are strictly restricted to avoid conflicts of interest.
4. Provide Research-Based Recommendations
They are allowed to issue buy, sell, or hold recommendations when supported by proper research documentation.
Such recommendations must clearly highlight risks and avoid language that implies guaranteed outcomes.
The focus should remain on analysis, not sales pressure.
What a SEBI-Registered Research Analyst Is Not Allowed to Do?
SEBI clearly defines boundaries to protect investors and ensure ethical conduct.
1. No Profit-Linked Fee Structures
Fees cannot depend on client profits, capital growth, or profit-sharing arrangements.
Compensation must remain independent of performance to maintain objectivity and fairness.
2. No Guaranteed Profit Claims
A Research Analyst cannot promise fixed returns, assured profits, or risk-free gains.
Market performance is uncertain, and any claim suggesting certainty in profits violates regulatory principles.
3. No Aggressive Sales Practices
Practices like repeated unsolicited calls, creating artificial urgency, or pressuring clients for immediate payments are not permitted.
Investors must be given time and clear information to make independent decisions.
4. No Loss Recovery Assurances
They cannot guarantee recovery of past trading losses or promote strategies that claim to “cover losses” through future recommendations.
Such assurances create unrealistic expectations.
What to Do If You Face Issues with Your Research Analyst?
If you believe a Research Analyst has acted beyond regulatory limits, gather all evidence, such as messages, agreements, invoices, and payment records.
You can raise your concern through official grievance channels and follow the proper regulatory process for resolution.
Taking structured action based on documentation helps protect your rights as an investor.
1. Collect All Proof
Keep:
- Payment receipts
- Emails and WhatsApp chats
- Marketing messages
- Trading statements
2. Write to the Company Formally
Ask for:
- Written explanation
- Refund policy
- Service justification
This creates a record.
3. Lodge a Complaint in SCORES
If the response is unsatisfactory:
- File a complaint on SEBI SCORES
- Mention:
- Misrepresentation
- Service mismatch
- Refund refusal
- Attach all evidence
SEBI checks whether the company crossed regulatory limits.
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Conclusion
Shreenath Infotech is registered as a SEBI-licensed Research Analyst, which means its services operate within a defined regulatory framework.
Before engaging with any advisory service, investors should review the firm’s registration details, fee structure, and service terms carefully.
It is also important to understand the nature of recommendations provided and the risks associated with market-based advice.
Taking time to verify information, read agreements thoroughly, and ensure alignment with your financial goals can help you make more informed and confident investment decisions.
