If you are searching for how to file a complaint against Ayushi Chauksey, you are not alone, and more importantly, you have real, structured options available to you.
This guide walks you through every step clearly, so you can act fast and act right.
Who Is Ayushi Chauksy Adviser?
Ayushi Chauksey Adviser Private Limited holds active SEBI Investment Adviser (INA000019707) and Research Analyst (INH000021687) registrations, along with BSE enlistment number 2224.
The firm also publicly discloses complaint data showing zero pending grievances for October 2025, which is a transparency positive.
Ayushi Chauksey reviews on Google listing show only 2 reviews at a 2.5-star average, an unusually thin public record for a firm active since at least 2018.
However, SEBI took formal enforcement action against her individual registration (INA000008075), resulting in a Rs 7 lakh monetary penalty in October 2022 and a one-month new client restriction in September 2023.
SEBI established seven violation categories spanning excessive fees, lapsed NISM certification, inadequate risk profiling, KYC failures, undisclosed branch offices, and missing client records.
If your experience as a client touched on any of these issues, knowing how to file a complaint against Ayushi Chauksey gives you a clear, legitimate path forward.
What To Know Before Filing a Complaint Against Ayushi Chauksey?
Before you file, understand exactly which grounds apply to your situation because a well-grounded complaint moves significantly faster than a vague one.
- Excessive fees: SEBI caps IA fees at ₹1.25 lakh per year per family or 2.5% of AUA, yet the inspection found charges reaching 28–42% of invested capital.
- Unsuitable advice: SEBI found moderate risk clients placed into high risk Level 3 Stock Futures despite suitability concerns.
- Missing risk profile: IA Regulations require a signed risk profile before advice, and unsigned or undelivered profiles are independently reportable violations.
- Advice during certification lapse: Ayushi Chauksey’s NISM certifications lapsed between 2018 and 2021, yet advisory services allegedly continued during that period.
Beyond the specific grounds, always verify NISM certification validity before paying any adviser and never pay fees above SEBI’s prescribed cap.
Also, search SEBI’s enforcement orders database before engaging, because past regulatory orders often reveal more than marketing material ever will.
How To File A Complaint Against Ayushi Chauksey?
Knowing how to file a complaint against SEBi registered IA means following the right sequence of channels.
Each step builds on the one before it:
Step 1: Document Everything First
Collect all payment receipts, bank records, subscription confirmations, WhatsApp and Telegram messages, and any social media claims made by the adviser or her team.
Formally request your signed risk profile, suitability assessment, and advice rationale. If the firm fails to provide them, that non-response is itself a reportable violation.
Write down in plain language what happened, what was promised, what you paid, and what followed, because a clear factual account serves regulators far better than a general grievance.
Step 2: Start With a Formal Written Complaint to the Firm
Send a structured complaint to Ayushi Chauksey Adviser Private Limited’s designated grievance officer.
State the specific problem: excessive fees, unsuitable recommendations, missing documentation, or an unsigned risk profile.
Give the firm 21 days to respond. Retain copies of everything sent and received.
This step creates the formal grievance record that regulatory channels require before escalation.
Step 3: Lodge a Complaint in SCORES
If the firm fails to resolve the matter, file a complaint on SEBI SCORES, India’s official investor complaint system for registered intermediaries.
Attach all supporting documents and describe the specific violation, not just the outcome.
This is the most important step in how to file a complaint against Ayushi Chauksey through the regulator.
Step 4: File a Complaint in SMART ODR
If SEBI SCORES does not produce a resolution, move to SEBI’s SMART ODR platform.
This is a structured conciliation process designed specifically for investor-intermediary disputes, faster than full adjudication and regulator-supervised.
Register your case, upload your evidence, and request a conciliation session.
Step 5: Arbitration in the Share Market
If unsuitable recommendations or fee violations caused measurable financial losses, pursue arbitration through BSE.
The firm’s enlistment number 2224 gives you a direct arbitration pathway. Arbitration delivers a binding decision, the strongest option for actual financial recovery.
Need Help?
Knowing how to file a complaint against Ayushi Chauksey is one thing. Building a case that regulators actually act on is another.
We help investors convert their experience into structured, evidence-based complaints that move through the system.
- Evidence Organisation: We sort your payment records, subscription history, chat exports, and advisory communications into a clear, dated case file any regulator can follow.
- Complaint Drafting: We write your SEBI SCORES and BASL complaint with precise regulatory language, each ground cited against the specific provision violated, supported by your evidence.
- SMART ODR Guidance: We walk you through every stage of the ODR process, registration, evidence submission, and the conciliation session itself.
- Arbitration Preparation: We build your BSE arbitration case for financial recovery, documentation, submissions, and hearing preparation covered end to end.
- Case Monitoring: We track complaint status across every platform and help you respond to regulatory follow-up queries as they arise.
Every case stays completely confidential. Register with us. The earlier you start, the stronger your position.
Conclusion
How to file a complaint against Ayushi Chauksey follows a clear path: document first, write to the firm, file on SEBI SCORES, escalate to SMART ODR, and pursue BSE arbitration for financial losses.
SEBI’s enforcement record, a Rs 7 lakh penalty and a one-month restriction, confirms the violations were real, systematic, and regulatory-grade.
Your complaint is not just personal. It is part of the accountability system that protects the next investor. Start today.
