If you’ve been searching online asking, “is Amit Guruh Sachdeva SEBI registered?”, you’re not alone. For most traders and investors, SEBI registration is the first thing they check before trusting any stock market advisor.
That single label creates a sense of credibility and reassurance that the advisor operates under regulatory oversight.
But people often ignore an equally important question: what happens when a SEBI-registered advisor violates the rules designed to protect investors?
The query around Amit Guruh Sachdeva’s SEBI registration has been gaining attention among people researching his background before subscribing to his services.
In this blog, we examine his official registration status, what SEBI observed during its inspection of his operations, the violations mentioned in the regulatory order, and what investors should understand before making any decision.
Is Amit Guruh Sachdeva SEBI Registered or Not?
Yes, Amit Guruh Sachdeva is currently a SEBI-registered Research Analyst.
He holds a valid SEBI Research Analyst registration (INH100005190) and is also enlisted with the BSE under Enlistment No. 5253.
Operating under the brand AGS Research Advisory, his registered office is located at 567/16, Anand Nagar, Jail Road, Lucknow, Uttar Pradesh.
In addition to this, he also carries a separate SEBI Investment Adviser registration (INA100007745), indicating dual authorisations as both a Research Analyst and Investment Adviser from the same base location.
Registration details appear publicly on amitguruhsachdeva.com. The website promotes services across equities, derivatives, F&O strategies, currencies, commodities, and portfolio hedging.
Has over 17 years of experience in financial markets. Worked with reputed firms like Motilal Oswal and MF Global. SEBI registrations remain active and valid.
However, registration alone does not ensure compliance. In August 2025, SEBI’s Adjudicating Officer issued a penalty order. The inspection revealed multiple regulatory violations.
A SEBI registration number shows that the advisor received approval at some point, but it does not automatically confirm that they are currently following the rules designed to protect you.
SEBI Action Against Amit Guruh Sachdeva
SEBI conducted an on-site inspection at Amit Guruh Sachdeva’s Lucknow office on March 14–15, 2024, reviewing his Research Analyst operations for the period from April 2022 to February 2024.
Adjudicating Officer Jai Sebastian passed the Adjudication Order (reference number ORDER/JS/RJ/2025-26/31614) on August 28, 2025.
The inspection revealed significant violations that directly impacted every client who paid for the services during that period.
Here is a summary of every violation SEBI documented:
- Violation 1: Failure to Maintain Mandatory Records: SEBI observed that the Noticee failed to properly maintain research reports, recommendations, rationale records, annual audit reports, and client master data during the inspection period.
- Violation 2: Non-Compliance with Investor Charter and Complaint Disclosure Rules: The Noticee allegedly failed to provide the Investor Charter, complaint status updates, SCORES links, and grievance redressal details as required under SEBI regulations.
- Violation 3: Misleading Website and Communication Disclosures: SEBI found that the website “Stock Benefits Financial Services” displayed the Noticee’s RA registration number and promoted research-related activities despite claims that it was only for IA services.
After reviewing the inspection findings and subsequent proceedings, the SEBI Adjudicating Officer imposed a monetary penalty of ₹2,00,000 (Rupees Two Lakh) on Amit Guruh Sachdeva under Section 15EB of the SEBI Act.
Now that you understand what the regulator found and the action taken, you can take the following steps if you have already paid for his services and faced any issues.
How To Report Against a Research Analyst?
Since Amit Guruh Sachdeva is a SEBI-registered Research Analyst, you can use the formal complaint process that SEBI has specifically designed for such situations.
Follow the steps below in sequence, with complete documentation at every stage:
Step 1: Collect All Evidence First
Before filing anything, gather every piece of documentation connected to your experience.
This includes:
- Payment receipts and bank transfer records.
- WhatsApp or Telegram messages with trade calls or promises.
- Email threads with his support team.
- Any screenshots of promotional claims or return guarantees.
- Call recordings, if available.
Strong, organised evidence is the foundation of any effective complaint.
Step 2: Verify His Current SEBI Registration Status
Even if a registration is currently active, you should always verify it directly. Visit the SEBI website and check the list of registered intermediaries to confirm the status of any Research Analyst.
Before proceeding, make sure you verify that the registration number is valid and active.
Step 3: Raise a Formal Written Complaint With AGS Directly
Before approaching the regulator, send a written complaint to Amit Guruh Sachdeva’s official channels.
State your subscription details clearly. Include what was promised and what was actually delivered. Mention the total financial amount involved.
Clearly explain the gap between promise and delivery.
State the resolution you are seeking. Keep your explanation factual and precise. Give the company 7 to 10 working days to respond. Wait for their official reply.
Step 4: Lodge a Complaint in SCORES
If the direct complaint does not produce a resolution, file a formal complaint on SEBI’s official centralised investor grievance platform.
Since he is a SEBI-registered Research Analyst, your complaint is fully eligible to be filed here.
Register using your PAN, search for Amit Guruh Sachdeva or AGS Research Advisory, describe the issue in specific detail, and attach all supporting documents.
SEBI assigns a tracking number and requires the registered entity to respond under regulatory oversight within a defined timeline.
Step 5: Lodge a Complaint with SMART ODR
If SCORES does not produce a satisfactory outcome, escalate to SEBI’s Online Dispute Resolution platform. A neutral conciliator facilitates structured mediation between you and the entity.
SEBI mandates that all registered intermediaries participate. If conciliation does not succeed, the matter moves to formal arbitration.
Step 6: File Share Market Arbitration
If all prior mechanisms fail to resolve the matter, you can take the dispute to formal arbitration under NSE or BSE rules as a final recourse.
Maintain detailed, well-organised documentation at this stage, as it plays a key role in case assessment.
Save and back up every submission, acknowledgement, and response from all parties from the very beginning.
Need Help?
If the process feels confusing, our team can help.
- We help you understand the complaint process clearly.
- We organise your evidence and documents properly.
- We identify the correct platform for your case.
- We guide you through every filing step.
Register with us, and we will walk you through the entire process.
Conclusion
The answer to “Is Amit Guruh Sachdeva SEBI registered?” is yes. His SEBI Research Analyst registration remains active under INH100005190.
But the case here highlights an important reality. SEBI registration does not automatically mean full SEBI compliance.
In August 2025, SEBI passed a penalty order against Amit Guruh Sachdeva. SEBI found that he failed to maintain research records for two years.
SEBI also noted that he misrepresented his website status to avoid mandatory disclosures. He did not provide the Investor Charter to clients. He also restricted easy grievance access for investors.
These are not minor technical issues. These rules exist to protect investors and ensure transparency.
Checking SEBI registration is only the first step. Investors should also review the advisor’s compliance history and regulatory record.
In today’s market, verification matters more than marketing claims. Always research before trusting anyone with your money.
