When something goes wrong with your broker, two formal channels exist: the stock exchange’s grievance mechanism and SEBI SCORES, and investors often pick one without knowing the correct order. For broker disputes, the correct sequence is exchange complaint first, then SEBI SCORES if the exchange mechanism does not resolve it. For research analyst and investment […]
Someone took your money. You are trying to figure out whether to go to SEBI or the police. The short answer: it depends on who took it and how. If a SEBI-registered research analyst charged you fees illegally, made guaranteed return promises, and then stopped responding, that is a SEBI SCORES case, because the police
You lost money to a SEBI registered research analyst or investment adviser. You know two channels exist, SEBI SCORES and the consumer forum, and you want to know which one to use. The honest answer is that they do different things, and the right choice depends on what you are trying to achieve. SEBI SCORES
You have a dispute with your broker. The SCORES complaint is done. SMART ODR conciliation did not produce a resolution. Now it is arbitration. And the question is: BSE or NSE? The answer is almost always determined by one fact you already have. Which exchange was the disputed trade executed on? But the comparison matters
You searched for a company on BSE and saw a Z listed right next to the ticker symbol. Or you found out your complaint against a BSE-listed company has not moved in months, and someone told you the company is in the Z category. Either way, the Z category is not just a letter. It
The company announced a dividend. The record date passed. You held the shares. The payment date came and went. Your bank account shows nothing. This happens more often than most investors realise. And it is not something you simply have to accept. If you held shares in a BSE-listed company on the record date and
You bought shares in a company listed on BSE. Something went wrong. Maybe the dividend was declared, but the amount never reached your account. Maybe shares from a rights issue or bonus were never credited. Maybe you applied for an IPO, got the allotment, and the refund for unallotted shares never came. These situations are
It’s frustrating when the bond data you trusted isn’t right. You checked the NSE website. You relied on those numbers to make a big decision. Then you realized the reality on the ground was completely different. You do not have to carry the burden of outdated information alone. If you feel misled, you have every
You trusted your broker with your hard-earned money. Now something feels wrong. Maybe trades appeared in your account without your approval. Maybe brokerage charges seem much higher than expected. Perhaps your withdrawal request is still pending, or nobody is giving you a clear answer. At this point, you are probably wondering whether this happened only
ज़्यादातर investors को SEBI complaint का ख्याल तब आता है जब पैसा डूब चुका होता है। और तब भी मन में एक ही सवाल घूमता रहता है। “जो मेरे साथ हुआ, क्या वो सच में गलत था? या market है, ऐसा तो होता ही है?” इसी उलझन का फायदा advisory वाले उठाते हैं। वो जानते
आजकल fraud करने वाले भी होशियार हो गए हैं। पूछो registration number, तो तुरंत भेज देते हैं। INH के साथ पूरा number, certificate की photo भी। और यहीं ज़्यादातर लोग धोखा खा जाते हैं। Number देखकर मान लेते हैं कि बंदा असली है। सच ये है कि number भेजना और number का असली होना दो
Investment adviser के पास लोग एक भरोसे के साथ जाते हैं। ये मुझे बेचेगा नहीं, समझाएगा। मेरे पैसे को अपनी कमाई नहीं, मेरी ज़रूरत की तरह देखेगा। इसी भरोसे की कीमत SEBI ने नियमों में लिखी है। Research analyst से कहीं ज़्यादा सख्त नियम investment adviser पर लागू होते हैं, क्योंकि IA आपकी पूरी financial
